Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, CHENGCHIEH
Chinese Name of Relevant Individual
陳正杰
HKMA Registration Number
AH2231
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2018 - 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2016 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2016 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2016 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2016 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, CHENGCHIEH
:
Chinese Name of Relevant Individual
陳正杰
:
HKMA Registration Number
AH2231
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2231
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Jun 2018 - 20 Mar 2026
No
AH2231
CITIBANK, N.A.
Type 1: dealing in securities
05 Aug 2016 - 09 Apr 2018
No
AH2231
CITIBANK, N.A.
Type 4: advising on securities
05 Aug 2016 - 09 Apr 2018
No
AH2231
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Aug 2016 - 09 Apr 2018
No
AH2231
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Aug 2016 - 09 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.