Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, WING KA
Chinese Name of Relevant Individual
廖穎嘉
HKMA Registration Number
AH2342
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER - INVESTMENT, TREASURES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER - INVESTMENT, TREASURES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2019 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2019 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2019 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2019 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2016 - 21 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2016 - 21 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, WING KA
:
Chinese Name of Relevant Individual
廖穎嘉
:
HKMA Registration Number
AH2342
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jan 2022
No
PRODUCT MANAGER - INVESTMENT, TREASURES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2022
No
PRODUCT MANAGER - INVESTMENT, TREASURES
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2342
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 08 Jan 2022
No
AH2342
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 08 Jan 2022
No
AH2342
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Sep 2019 - 28 Feb 2021
No
AH2342
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Sep 2019 - 28 Feb 2021
No
AH2342
CITIBANK, N.A.
Type 1: dealing in securities
28 Sep 2019 - 28 Feb 2021
No
AH2342
CITIBANK, N.A.
Type 4: advising on securities
28 Sep 2019 - 28 Feb 2021
No
AH2342
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Aug 2016 - 21 Apr 2019
No
AH2342
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Aug 2016 - 21 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.