Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEK, KA CHUN
Chinese Name of Relevant Individual
石加進
HKMA Registration Number
AH2375
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2021 - 31 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 21 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 21 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2017 - 21 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2017 - 21 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2016 - 03 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2016 - 03 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEK, KA CHUN
:
Chinese Name of Relevant Individual
石加進
:
HKMA Registration Number
AH2375
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2375
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
08 Oct 2021 - 31 Jan 2022
No
AH2375
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 21 Dec 2020
No
AH2375
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 21 Dec 2020
No
AH2375
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Nov 2017 - 21 Dec 2020
No
AH2375
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Nov 2017 - 21 Dec 2020
No
AH2375
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2016 - 03 Jan 2017
No
AH2375
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Aug 2016 - 03 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
