Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, HOI SING
Chinese Name of Relevant Individual
林海升
HKMA Registration Number
AH2376
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2021 - 25 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Apr 2021 - 25 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2018 - 19 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Aug 2018 - 19 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2016 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2016 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, HOI SING
:
Chinese Name of Relevant Individual
林海升
:
HKMA Registration Number
AH2376
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2376
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Apr 2021 - 25 Aug 2021
No
AH2376
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Apr 2021 - 25 Aug 2021
No
AH2376
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Aug 2018 - 19 Dec 2018
No
AH2376
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Aug 2018 - 19 Dec 2018
No
AH2376
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2016 - 15 May 2018
No
AH2376
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Aug 2016 - 15 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.