Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BARTH, MARVIN JENKINS
Chinese Name of Relevant Individual
HKMA Registration Number
AH2389
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2018 - 11 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2016 - 07 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BARTH, MARVIN JENKINS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2389
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2389
BARCLAYS BANK PLC
Type 4: advising on securities
09 Oct 2018 - 11 Oct 2018
No
AH2389
BARCLAYS BANK PLC
Type 4: advising on securities
27 Oct 2017 - 31 Oct 2017
No
AH2389
BARCLAYS BANK PLC
Type 4: advising on securities
06 Dec 2016 - 07 Dec 2016
No
AH2389
BARCLAYS BANK PLC
Type 4: advising on securities
17 Aug 2016 - 19 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
