Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KAI YUEN
Chinese Name of Relevant Individual
陳繼遠
HKMA Registration Number
AH2390
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2018 - 09 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2018 - 09 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2016 - 12 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2016 - 12 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2016 - 23 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2016 - 23 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KAI YUEN
:
Chinese Name of Relevant Individual
陳繼遠
:
HKMA Registration Number
AH2390
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2390
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Feb 2018 - 09 Feb 2019
No
AH2390
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Feb 2018 - 09 Feb 2019
No
AH2390
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
01 Dec 2016 - 12 Dec 2017
No
AH2390
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
01 Dec 2016 - 12 Dec 2017
No
AH2390
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Aug 2016 - 23 Oct 2016
No
AH2390
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Aug 2016 - 23 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.