Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, HOI YI
Chinese Name of Relevant Individual
劉凱怡
HKMA Registration Number
AH2400
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2016 - 26 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2016 - 26 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 9: asset management
Effective Period
18 Aug 2016 - 26 Feb 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, HOI YI
:
Chinese Name of Relevant Individual
劉凱怡
:
HKMA Registration Number
AH2400
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2400
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
18 Aug 2016 - 26 Feb 2021
No
AH2400
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
18 Aug 2016 - 26 Feb 2021
No
AH2400
CA INDOSUEZ (SWITZERLAND) SA
Type 9: asset management
18 Aug 2016 - 26 Feb 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.