Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSUI, KA KEI JANINE
Chinese Name of Relevant Individual

徐嘉琦
HKMA Registration Number
AH2432
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSUI, KA KEI JANINE
:
Chinese Name of Relevant Individual
徐嘉琦
:
HKMA Registration Number
AH2432
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
31 Mar 2023
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
31 Mar 2023
No
CLIENT ADVISOR WM