Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, CHING WAI
Chinese Name of Relevant Individual
蘇清偉
HKMA Registration Number
AH2470
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2018 - 02 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2018 - 02 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2016 - 25 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2016 - 25 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, CHING WAI
:
Chinese Name of Relevant Individual
蘇清偉
:
HKMA Registration Number
AH2470
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2470
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
05 Sep 2018 - 02 Aug 2020
No
AH2470
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
05 Sep 2018 - 02 Aug 2020
No
AH2470
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
24 Aug 2016 - 25 May 2018
No
AH2470
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
24 Aug 2016 - 25 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.