Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, YU PING
Chinese Name of Relevant Individual
譚裕平
HKMA Registration Number
AH2471
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2025 - 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2025 - 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2025 - 24 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2025 - 24 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2025 - 25 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2025 - 25 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2024 - 28 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2024 - 28 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2024 - 13 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2024 - 13 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2024 - 12 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2024 - 12 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2024 - 06 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2024 - 06 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2023 - 15 Aug 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, YU PING
:
Chinese Name of Relevant Individual
譚裕平
:
HKMA Registration Number
AH2471
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Oct 2025 - 17 Oct 2025
No
AH2471
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Oct 2025 - 17 Oct 2025
No
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
23 Jun 2025 - 24 Jun 2025
No
AH2471
ROYAL BANK OF CANADA
Type 4: advising on securities
23 Jun 2025 - 24 Jun 2025
No
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
24 Feb 2025 - 25 Feb 2025
No
AH2471
ROYAL BANK OF CANADA
Type 4: advising on securities
24 Feb 2025 - 25 Feb 2025
No
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 Nov 2024 - 28 Nov 2024
No
AH2471
ROYAL BANK OF CANADA
Type 4: advising on securities
27 Nov 2024 - 28 Nov 2024
No
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Aug 2024 - 13 Aug 2024
No
AH2471
ROYAL BANK OF CANADA
Type 4: advising on securities
12 Aug 2024 - 13 Aug 2024
No
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
11 Mar 2024 - 12 Mar 2024
No
AH2471
ROYAL BANK OF CANADA
Type 4: advising on securities
11 Mar 2024 - 12 Mar 2024
No
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
05 Feb 2024 - 06 Feb 2024
No
AH2471
ROYAL BANK OF CANADA
Type 4: advising on securities
05 Feb 2024 - 06 Feb 2024
No
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Aug 2023 - 15 Aug 2023
No
AH2471
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Aug 2023 - 15 Aug 2023
No
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Nov 2022 - 16 Nov 2022
No
AH2471
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Nov 2022 - 16 Nov 2022
No
AH2471
ROYAL BANK OF CANADA
Type 2: dealing in futures contracts
13 Jul 2020 - 10 Apr 2022
No
AH2471
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Oct 2017 - 10 Apr 2022
No
AH2471
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Aug 2016 - 07 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.