Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, WING YIN
Chinese Name of Relevant Individual
黎穎妍
HKMA Registration Number
AH2487
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2020 - 26 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2020 - 26 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 May 2020 - 26 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2020 - 26 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2020 - 26 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 May 2020 - 26 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Feb 2018 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Feb 2018 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2017 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2017 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2016 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2016 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, WING YIN
:
Chinese Name of Relevant Individual
黎穎妍
:
HKMA Registration Number
AH2487
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2487
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2020 - 26 Mar 2021
No
AH2487
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2020 - 26 Mar 2021
No
AH2487
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 May 2020 - 26 Mar 2021
No
AH2487
DBS BANK LTD.
Type 1: dealing in securities
21 May 2020 - 26 Mar 2021
No
AH2487
DBS BANK LTD.
Type 4: advising on securities
21 May 2020 - 26 Mar 2021
No
AH2487
DBS BANK LTD.
Type 6: advising on corporate finance
21 May 2020 - 26 Mar 2021
No
AH2487
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Feb 2018 - 15 Jul 2018
No
AH2487
DBS BANK LTD.
Type 6: advising on corporate finance
14 Feb 2018 - 15 Jul 2018
No
AH2487
DBS BANK LTD.
Type 1: dealing in securities
14 Oct 2017 - 15 Jul 2018
No
AH2487
DBS BANK LTD.
Type 4: advising on securities
14 Oct 2017 - 15 Jul 2018
No
AH2487
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2016 - 15 Jul 2018
No
AH2487
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2016 - 15 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.