Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, NAN
Chinese Name of Relevant Individual
王楠
HKMA Registration Number
AH2498
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2024 - 03 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2024 - 03 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2020 - 04 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2020 - 04 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2016 - 25 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2016 - 25 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, NAN
:
Chinese Name of Relevant Individual
王楠
:
HKMA Registration Number
AH2498
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2498
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
27 Sep 2024 - 03 Feb 2026
No
AH2498
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
27 Sep 2024 - 03 Feb 2026
No
AH2498
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
28 Oct 2020 - 04 Aug 2023
No
AH2498
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
28 Oct 2020 - 04 Aug 2023
No
AH2498
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
26 Aug 2016 - 25 Jun 2020
No
AH2498
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
26 Aug 2016 - 25 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.