Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, PUI YAN
Chinese Name of Relevant Individual
林佩欣
HKMA Registration Number
AH2506
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, PUI YAN
:
Chinese Name of Relevant Individual
林佩欣
:
HKMA Registration Number
AH2506
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2506
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
31 Aug 2016 - 31 Dec 2017
No
AH2506
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
31 Aug 2016 - 31 Dec 2017
No
AH2506
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Aug 2016 - 31 Dec 2017
No
AH2506
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Aug 2016 - 31 Dec 2017
No
AH2506
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
26 Aug 2016 - 31 Dec 2017
No
AH2506
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
26 Aug 2016 - 31 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.