Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, WENQI
Chinese Name of Relevant Individual
陳文琦
HKMA Registration Number
AH2534
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CREDIT TRADING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
04 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CREDIT TRADING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CREDIT TRADING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
04 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CREDIT TRADING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 04 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 04 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2018 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2018 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2016 - 23 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2016 - 23 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2016 - 23 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2016 - 23 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, WENQI
:
Chinese Name of Relevant Individual
陳文琦
:
HKMA Registration Number
AH2534
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Feb 2023
No
CREDIT TRADING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
04 Feb 2023
No
CREDIT TRADING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Feb 2023
No
CREDIT TRADING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
04 Feb 2023
No
CREDIT TRADING
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2534
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 04 Feb 2023
No
AH2534
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
Since 04 Feb 2023
No
AH2534
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 04 Feb 2023
No
AH2534
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
Since 04 Feb 2023
No
AH2534
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
27 Aug 2018 - 08 Nov 2022
No
AH2534
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
27 Aug 2018 - 08 Nov 2022
No
AH2534
CITIBANK, N.A.
Type 1: dealing in securities
30 Aug 2016 - 23 Jul 2018
No
AH2534
CITIBANK, N.A.
Type 4: advising on securities
30 Aug 2016 - 23 Jul 2018
No
AH2534
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Aug 2016 - 23 Jul 2018
No
AH2534
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
30 Aug 2016 - 23 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.