Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, KA YEE
Chinese Name of Relevant Individual
曾嘉怡
HKMA Registration Number
AH2550
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2019 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2019 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2018 - 01 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2018 - 01 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2016 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2016 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Aug 2016 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, KA YEE
:
Chinese Name of Relevant Individual
曾嘉怡
:
HKMA Registration Number
AH2550
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2550
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jul 2019 - 29 Feb 2024
No
AH2550
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jul 2019 - 29 Feb 2024
No
AH2550
DAH SING BANK, LIMITED
Type 1: dealing in securities
02 Jun 2018 - 01 Jul 2019
No
AH2550
DAH SING BANK, LIMITED
Type 4: advising on securities
02 Jun 2018 - 01 Jul 2019
No
AH2550
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Aug 2016 - 13 Sep 2017
No
AH2550
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Aug 2016 - 13 Sep 2017
No
AH2550
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Aug 2016 - 13 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
