Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, HUI TING
Chinese Name of Relevant Individual
HKMA Registration Number
AH2555
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2017 - 23 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2016 - 16 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2016 - 07 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2016 - 02 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, HUI TING
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2555
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2555
BNP PARIBAS
Type 1: dealing in securities
21 Nov 2017 - 23 Nov 2017
No
AH2555
BNP PARIBAS
Type 1: dealing in securities
11 Nov 2016 - 16 Nov 2016
No
AH2555
BNP PARIBAS
Type 1: dealing in securities
05 Oct 2016 - 07 Oct 2016
No
AH2555
BNP PARIBAS
Type 1: dealing in securities
31 Aug 2016 - 02 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.