Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUAN, LI
Chinese Name of Relevant Individual
關麗
HKMA Registration Number
AH2560
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2021 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2021 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2021 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2021 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2018 - 24 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2018 - 24 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2016 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2016 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUAN, LI
:
Chinese Name of Relevant Individual
關麗
:
HKMA Registration Number
AH2560
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2560
CITIBANK, N.A.
Type 1: dealing in securities
12 Oct 2021 - 14 Apr 2023
No
AH2560
CITIBANK, N.A.
Type 4: advising on securities
12 Oct 2021 - 14 Apr 2023
No
AH2560
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Oct 2021 - 14 Apr 2023
No
AH2560
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
12 Oct 2021 - 14 Apr 2023
No
AH2560
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
10 Oct 2018 - 24 Dec 2019
No
AH2560
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
10 Oct 2018 - 24 Dec 2019
No
AH2560
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2016 - 02 Jul 2018
No
AH2560
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2016 - 02 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.