Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BANON, PHILIPPE PIERRE DAVID
Chinese Name of Relevant Individual
HKMA Registration Number
AH2562
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2026 - 18 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2026 - 18 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2024 - 16 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2024 - 16 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2024 - 27 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2024 - 27 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2024 - 30 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2024 - 30 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2019 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2017 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2016 - 23 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BANON, PHILIPPE PIERRE DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2562
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2562
ROYAL BANK OF CANADA
Type 1: dealing in securities
17 Mar 2026 - 18 Mar 2026
No
AH2562
ROYAL BANK OF CANADA
Type 4: advising on securities
17 Mar 2026 - 18 Mar 2026
No
AH2562
ROYAL BANK OF CANADA
Type 1: dealing in securities
15 Dec 2024 - 16 Dec 2024
No
AH2562
ROYAL BANK OF CANADA
Type 4: advising on securities
15 Dec 2024 - 16 Dec 2024
No
AH2562
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Nov 2024 - 27 Nov 2024
No
AH2562
ROYAL BANK OF CANADA
Type 4: advising on securities
25 Nov 2024 - 27 Nov 2024
No
AH2562
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 May 2024 - 30 May 2024
No
AH2562
ROYAL BANK OF CANADA
Type 4: advising on securities
27 May 2024 - 30 May 2024
No
AH2562
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Oct 2019 - 31 Mar 2022
Yes
AH2562
ROYAL BANK OF CANADA
Type 1: dealing in securities
24 Aug 2017 - 31 Mar 2022
Yes
AH2562
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 Sep 2016 - 23 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.