Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUO, XUN
Chinese Name of Relevant Individual
羅勛
HKMA Registration Number
AH2610
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2016 - 13 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2016 - 13 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
07 Sep 2016 - 13 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUO, XUN
:
Chinese Name of Relevant Individual
羅勛
:
HKMA Registration Number
AH2610
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2610
CREDIT SUISSE AG
Type 1: dealing in securities
07 Sep 2016 - 13 Dec 2017
No
AH2610
CREDIT SUISSE AG
Type 4: advising on securities
07 Sep 2016 - 13 Dec 2017
No
AH2610
CREDIT SUISSE AG
Type 9: asset management
07 Sep 2016 - 13 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.