Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, YI
Chinese Name of Relevant Individual
李羿
HKMA Registration Number
AH2667
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2018 - 25 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2018 - 25 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2018 - 16 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2018 - 16 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2017 - 28 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2017 - 28 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2017 - 23 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2017 - 23 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2016 - 15 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2016 - 15 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2016 - 16 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2016 - 16 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, YI
:
Chinese Name of Relevant Individual
李羿
:
HKMA Registration Number
AH2667
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2667
CITIBANK, N.A.
Type 1: dealing in securities
19 Oct 2018 - 25 Oct 2018
No
AH2667
CITIBANK, N.A.
Type 4: advising on securities
19 Oct 2018 - 25 Oct 2018
No
AH2667
CITIBANK, N.A.
Type 1: dealing in securities
11 May 2018 - 16 May 2018
No
AH2667
CITIBANK, N.A.
Type 4: advising on securities
11 May 2018 - 16 May 2018
No
AH2667
CITIBANK, N.A.
Type 1: dealing in securities
25 Jul 2017 - 28 Jul 2017
No
AH2667
CITIBANK, N.A.
Type 4: advising on securities
25 Jul 2017 - 28 Jul 2017
No
AH2667
CITIBANK, N.A.
Type 1: dealing in securities
19 May 2017 - 23 May 2017
No
AH2667
CITIBANK, N.A.
Type 4: advising on securities
19 May 2017 - 23 May 2017
No
AH2667
CITIBANK, N.A.
Type 1: dealing in securities
09 Dec 2016 - 15 Dec 2016
No
AH2667
CITIBANK, N.A.
Type 4: advising on securities
09 Dec 2016 - 15 Dec 2016
No
AH2667
CITIBANK, N.A.
Type 1: dealing in securities
13 Sep 2016 - 16 Sep 2016
No
AH2667
CITIBANK, N.A.
Type 4: advising on securities
13 Sep 2016 - 16 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.