Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, XIUJUN
Chinese Name of Relevant Individual

李秀君
HKMA Registration Number
AH2680
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Dec 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Dec 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
First date of engagement
04 Dec 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, XIUJUN
:
Chinese Name of Relevant Individual
李秀君
:
HKMA Registration Number
AH2680
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
04 Dec 2023
No
TRADER
UBS AG
Type 4: advising on securities
04 Dec 2023
No
TRADER
UBS AG
Type 7: providing automated trading services
04 Dec 2023
No
TRADER