Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, WO TING VICKY
Chinese Name of Relevant Individual
林禾婷
HKMA Registration Number
AH2697
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2017 - 14 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2017 - 14 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2016 - 09 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2016 - 09 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, WO TING VICKY
:
Chinese Name of Relevant Individual
林禾婷
:
HKMA Registration Number
AH2697
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2697
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2017 - 14 Jul 2023
No
AH2697
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 May 2017 - 14 Jul 2023
No
AH2697
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Sep 2016 - 09 Mar 2017
No
AH2697
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Sep 2016 - 09 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.