Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHEN, XI
Chinese Name of Relevant Individual
甄希
HKMA Registration Number
AH2713
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, GLOBAL MARKETS
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, GLOBAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANCO SANTANDER, S.A.
SFC CE number
AAK788
Business Address
LEVEL 28, PING AN TOWER, INTERNATIONAL GATEWAY CENTRE, 1 WUI MAN ROAD, KOWLOON
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2023 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2023 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Sep 2023 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Sep 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHEN, XI
:
Chinese Name of Relevant Individual
甄希
:
HKMA Registration Number
AH2713
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANCO SANTANDER, S.A.
Type 1: dealing in securities
31 Jul 2024
No
SALES, GLOBAL MARKETS
BANCO SANTANDER, S.A.
Type 4: advising on securities
31 Jul 2024
No
SALES, GLOBAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
BANCO SANTANDER, S.A.
AAK788
LEVEL 28, PING AN TOWER, INTERNATIONAL GATEWAY CENTRE, 1 WUI MAN ROAD, KOWLOON
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2713
BANCO SANTANDER, S.A.
Type 1: dealing in securities
Since 31 Jul 2024
No
AH2713
BANCO SANTANDER, S.A.
Type 4: advising on securities
Since 31 Jul 2024
No
AH2713
UBS AG
Type 1: dealing in securities
06 Sep 2023 - 31 May 2024
No
AH2713
UBS AG
Type 4: advising on securities
06 Sep 2023 - 31 May 2024
No
AH2713
UBS AG
Type 6: advising on corporate finance
06 Sep 2023 - 31 May 2024
No
AH2713
CREDIT SUISSE AG
Type 1: dealing in securities
20 Sep 2016 - 22 Nov 2017
No
AH2713
CREDIT SUISSE AG
Type 4: advising on securities
20 Sep 2016 - 22 Nov 2017
No
AH2713
CREDIT SUISSE AG
Type 6: advising on corporate finance
20 Sep 2016 - 22 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.