Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SIK LAM
Chinese Name of Relevant Individual
陳錫霖
HKMA Registration Number
AH2717
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ZA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2023 - 30 Apr 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2023 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2023 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2016 - 20 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2016 - 20 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SIK LAM
:
Chinese Name of Relevant Individual
陳錫霖
:
HKMA Registration Number
AH2717
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2717
ZA BANK LIMITED
Type 1: dealing in securities
17 Oct 2023 - 30 Apr 2025
Yes
AH2717
FUSION BANK LIMITED
Type 1: dealing in securities
13 Feb 2023 - 31 Jul 2023
Yes
AH2717
FUSION BANK LIMITED
Type 4: advising on securities
13 Feb 2023 - 31 Jul 2023
Yes
AH2717
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
21 Sep 2016 - 20 Oct 2020
No
AH2717
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
21 Sep 2016 - 20 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.