Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TEO, YIN FONG ROYCE
Chinese Name of Relevant Individual
張雲峰
HKMA Registration Number
AH2752
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2016 - 14 Dec 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2016 - 14 Dec 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
23 Sep 2016 - 14 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TEO, YIN FONG ROYCE
:
Chinese Name of Relevant Individual
張雲峰
:
HKMA Registration Number
AH2752
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2752
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Oct 2016 - 14 Dec 2017
Yes
AH2752
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Oct 2016 - 14 Dec 2017
Yes
AH2752
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
23 Sep 2016 - 14 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.