Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, SUEN PAN
Chinese Name of Relevant Individual
麥宣彬
HKMA Registration Number
AH2769
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER - INVESTMENT, TREASURES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER - INVESTMENT, TREASURES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2023 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2023 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2023 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2023 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2016 - 18 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2016 - 18 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, SUEN PAN
:
Chinese Name of Relevant Individual
麥宣彬
:
HKMA Registration Number
AH2769
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2025
No
PRODUCT MANAGER - INVESTMENT, TREASURES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2025
No
PRODUCT MANAGER - INVESTMENT, TREASURES
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2769
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 15 May 2025
No
AH2769
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 15 May 2025
No
AH2769
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Apr 2023 - 05 May 2025
No
AH2769
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Apr 2023 - 05 May 2025
No
AH2769
CITIBANK, N.A.
Type 1: dealing in securities
29 Apr 2023 - 05 May 2025
No
AH2769
CITIBANK, N.A.
Type 4: advising on securities
29 Apr 2023 - 05 May 2025
No
AH2769
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Sep 2016 - 18 Mar 2018
No
AH2769
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Sep 2016 - 18 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.