Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
-, SOO YOKE LENG
Chinese Name of Relevant Individual
HKMA Registration Number
AH2857
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2021 - 01 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2021 - 01 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2018 - 09 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2018 - 09 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2018 - 18 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2018 - 18 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2016 - 06 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2016 - 06 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
-, SOO YOKE LENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2857
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2857
CIMB BANK BERHAD
Type 1: dealing in securities
03 Jun 2021 - 01 Sep 2021
No
AH2857
CIMB BANK BERHAD
Type 4: advising on securities
03 Jun 2021 - 01 Sep 2021
No
AH2857
CIMB BANK BERHAD
Type 1: dealing in securities
02 Nov 2018 - 09 Nov 2018
No
AH2857
CIMB BANK BERHAD
Type 4: advising on securities
02 Nov 2018 - 09 Nov 2018
No
AH2857
CIMB BANK BERHAD
Type 1: dealing in securities
16 Oct 2018 - 18 Oct 2018
No
AH2857
CIMB BANK BERHAD
Type 4: advising on securities
16 Oct 2018 - 18 Oct 2018
No
AH2857
CIMB BANK BERHAD
Type 1: dealing in securities
05 Oct 2016 - 06 Oct 2016
No
AH2857
CIMB BANK BERHAD
Type 4: advising on securities
05 Oct 2016 - 06 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.