Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, HOI YAN
Chinese Name of Relevant Individual
張凱欣
HKMA Registration Number
AH2865
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SERVICES
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
SFC CE number
AAJ281
Business Address
SHANGHAI COMMERCIAL BANK TOWER, 12 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2021 - 27 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2021 - 27 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 05 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 05 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2018 - 05 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2018 - 05 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2016 - 14 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2016 - 14 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, HOI YAN
:
Chinese Name of Relevant Individual
張凱欣
:
HKMA Registration Number
AH2865
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
31 Oct 2023
No
TREASURY SERVICES
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
31 Oct 2023
No
TREASURY SERVICES
Name of Registered Institution
SFC CE number
Business Address
SHANGHAI COMMERCIAL BANK LIMITED
AAJ281
SHANGHAI COMMERCIAL BANK TOWER, 12 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2865
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
Since 31 Oct 2023
No
AH2865
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
Since 31 Oct 2023
No
AH2865
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Dec 2021 - 27 Sep 2023
No
AH2865
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Dec 2021 - 27 Sep 2023
No
AH2865
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 05 Dec 2021
No
AH2865
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 05 Dec 2021
No
AH2865
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2018 - 05 Dec 2021
No
AH2865
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2018 - 05 Dec 2021
No
AH2865
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Oct 2016 - 14 Feb 2017
No
AH2865
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Oct 2016 - 14 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.