Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
-, PUI BEE HUA
Chinese Name of Relevant Individual
HKMA Registration Number
AH2889
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2016 - 13 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2016 - 13 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
-, PUI BEE HUA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2889
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2889
CIMB BANK BERHAD
Type 1: dealing in securities
17 Nov 2021
No
AH2889
CIMB BANK BERHAD
Type 4: advising on securities
17 Nov 2021
No
AH2889
CIMB BANK BERHAD
Type 1: dealing in securities
07 Oct 2016 - 13 Oct 2016
No
AH2889
CIMB BANK BERHAD
Type 4: advising on securities
07 Oct 2016 - 13 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.