Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSUI, YU LAM ROCK
Chinese Name of Relevant Individual

崔譽霖
HKMA Registration Number
AH2917
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Oct 2016
Is an Executive Officer? (Yes / No)
No
Capacity
OPERATIONS AND SERVICE MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Oct 2016
Is an Executive Officer? (Yes / No)
No
Capacity
OPERATIONS AND SERVICE MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSUI, YU LAM ROCK
:
Chinese Name of Relevant Individual
崔譽霖
:
HKMA Registration Number
AH2917
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Oct 2016
No
OPERATIONS AND SERVICE MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Oct 2016
No
OPERATIONS AND SERVICE MANAGER