Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHOU, XU
Chinese Name of Relevant Individual
周旭
HKMA Registration Number
AH2933
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT, HEAD OF CROSS-BOUNDARY BANKING
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT, HEAD OF CROSS-BOUNDARY BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2024 - 22 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2024 - 22 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2022 - 16 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2022 - 16 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2019 - 21 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2019 - 21 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2016 - 13 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2016 - 13 Dec 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHOU, XU
:
Chinese Name of Relevant Individual
周旭
:
HKMA Registration Number
AH2933
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Oct 2024
No
FIRST VICE PRESIDENT, HEAD OF CROSS-BOUNDARY BANKING
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Oct 2024
No
FIRST VICE PRESIDENT, HEAD OF CROSS-BOUNDARY BANKING
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2933
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 26 Oct 2024
No
AH2933
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 26 Oct 2024
No
AH2933
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
12 Jan 2024 - 22 Apr 2024
No
AH2933
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
12 Jan 2024 - 22 Apr 2024
No
AH2933
PING AN BANK CO., LTD.
Type 1: dealing in securities
12 Mar 2022 - 16 Dec 2023
No
AH2933
PING AN BANK CO., LTD.
Type 4: advising on securities
12 Mar 2022 - 16 Dec 2023
No
AH2933
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Jan 2019 - 21 Jul 2020
No
AH2933
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
29 Jan 2019 - 21 Jul 2020
No
AH2933
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Oct 2016 - 13 Dec 2018
No
AH2933
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Oct 2016 - 13 Dec 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.