Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KIT YING
Chinese Name of Relevant Individual
王潔瑩
HKMA Registration Number
AH2947
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2020 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2020 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2018 - 04 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2018 - 04 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2017 - 16 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FIRST COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2016 - 22 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KIT YING
:
Chinese Name of Relevant Individual
王潔瑩
:
HKMA Registration Number
AH2947
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2947
BANK SINOPAC
Type 1: dealing in securities
06 Nov 2020 - 28 Feb 2021
No
AH2947
BANK SINOPAC
Type 4: advising on securities
06 Nov 2020 - 28 Feb 2021
No
AH2947
CTBC BANK CO., LTD.
Type 1: dealing in securities
08 Jun 2018 - 04 Apr 2020
No
AH2947
CTBC BANK CO., LTD.
Type 4: advising on securities
08 Jun 2018 - 04 Apr 2020
No
AH2947
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
14 Jul 2017 - 16 May 2018
No
AH2947
FIRST COMMERCIAL BANK, LTD.
Type 1: dealing in securities
15 Oct 2016 - 22 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.