Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
-, SOH KET VIN
Chinese Name of Relevant Individual
HKMA Registration Number
AH2967
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2025 - 05 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2022 - 14 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2022 - 14 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2021 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2021 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2017 - 25 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2017 - 25 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2016 - 19 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2016 - 19 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
-, SOH KET VIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH2967
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2967
CIMB BANK BERHAD
Type 4: advising on securities
01 Jul 2025 - 05 Jul 2025
No
AH2967
CIMB BANK BERHAD
Type 1: dealing in securities
22 May 2023 - 23 May 2023
No
AH2967
CIMB BANK BERHAD
Type 4: advising on securities
22 May 2023 - 23 May 2023
No
AH2967
CIMB BANK BERHAD
Type 1: dealing in securities
13 Jan 2022 - 14 Jan 2022
No
AH2967
CIMB BANK BERHAD
Type 4: advising on securities
13 Jan 2022 - 14 Jan 2022
No
AH2967
CIMB BANK BERHAD
Type 1: dealing in securities
23 Mar 2021 - 18 Jun 2021
No
AH2967
CIMB BANK BERHAD
Type 4: advising on securities
23 Mar 2021 - 18 Jun 2021
No
AH2967
CIMB BANK BERHAD
Type 1: dealing in securities
23 Jan 2017 - 25 Jan 2017
No
AH2967
CIMB BANK BERHAD
Type 4: advising on securities
23 Jan 2017 - 25 Jan 2017
No
AH2967
CIMB BANK BERHAD
Type 1: dealing in securities
18 Oct 2016 - 19 Oct 2016
No
AH2967
CIMB BANK BERHAD
Type 4: advising on securities
18 Oct 2016 - 19 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.