Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, RUNJIAO
Chinese Name of Relevant Individual
徐潤皎
HKMA Registration Number
AH2977
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2016 - 02 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2016 - 02 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Oct 2016 - 02 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2017 - 17 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, RUNJIAO
:
Chinese Name of Relevant Individual
徐潤皎
:
HKMA Registration Number
AH2977
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH2977
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
19 Oct 2016 - 02 Mar 2023
No
AH2977
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
19 Oct 2016 - 02 Mar 2023
No
AH2977
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
19 Oct 2016 - 02 Mar 2023
No
AH2977
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
14 Jun 2017 - 17 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.