Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAW, LAI KEI
Chinese Name of Relevant Individual

羅禮基
HKMA Registration Number
AH3010
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jan 2020
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SERVICES
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jan 2020
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SERVICES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAW, LAI KEI
:
Chinese Name of Relevant Individual
羅禮基
:
HKMA Registration Number
AH3010
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
18 Jan 2020
No
TREASURY SERVICES
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
18 Jan 2020
No
TREASURY SERVICES