Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, ZHANYI
Chinese Name of Relevant Individual
劉展屹
HKMA Registration Number
AH3013
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2022 - 22 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2022 - 22 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2022 - 22 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2022 - 22 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
15 Sep 2022 - 22 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2021 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2021 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2018 - 16 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2018 - 16 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2016 - 14 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2016 - 14 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, ZHANYI
:
Chinese Name of Relevant Individual
劉展屹
:
HKMA Registration Number
AH3013
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3013
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2022 - 22 Jun 2025
No
AH3013
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
15 Sep 2022 - 22 Jun 2025
No
AH3013
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
15 Sep 2022 - 22 Jun 2025
No
AH3013
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
15 Sep 2022 - 22 Jun 2025
No
AH3013
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
15 Sep 2022 - 22 Jun 2025
No
AH3013
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
22 Apr 2021 - 08 Aug 2022
No
AH3013
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
22 Apr 2021 - 08 Aug 2022
No
AH3013
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
29 Jun 2018 - 16 Mar 2020
No
AH3013
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
29 Jun 2018 - 16 Mar 2020
No
AH3013
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2016 - 14 Feb 2017
No
AH3013
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2016 - 14 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.