Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TRIOMPHE, EMMANUEL
Chinese Name of Relevant Individual
HKMA Registration Number
AH3021
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2020 - 31 May 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2020 - 31 May 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Apr 2022 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2020 - 22 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2020 - 22 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2016 - 09 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2016 - 09 Apr 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TRIOMPHE, EMMANUEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3021
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3021
CREDIT SUISSE AG
Type 1: dealing in securities
23 Nov 2020 - 31 May 2024
Yes
AH3021
CREDIT SUISSE AG
Type 4: advising on securities
23 Nov 2020 - 31 May 2024
Yes
AH3021
CREDIT SUISSE AG
Type 6: advising on corporate finance
26 Apr 2022 - 31 Dec 2023
No
AH3021
CREDIT SUISSE AG
Type 1: dealing in securities
26 Aug 2020 - 22 Nov 2020
No
AH3021
CREDIT SUISSE AG
Type 4: advising on securities
26 Aug 2020 - 22 Nov 2020
No
AH3021
UBS AG
Type 1: dealing in securities
25 Oct 2016 - 09 Apr 2020
No
AH3021
UBS AG
Type 4: advising on securities
25 Oct 2016 - 09 Apr 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.