Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, HIU TING
Chinese Name of Relevant Individual
馮曉亭
HKMA Registration Number
AH3032
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES BANCASSURANCE SPECIALIST
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES BANCASSURANCE SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2021 - 04 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2021 - 04 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2019 - 25 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2019 - 25 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2018 - 10 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2018 - 10 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2016 - 02 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2016 - 02 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, HIU TING
:
Chinese Name of Relevant Individual
馮曉亭
:
HKMA Registration Number
AH3032
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2024
No
TREASURES BANCASSURANCE SPECIALIST
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Feb 2024
No
TREASURES BANCASSURANCE SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3032
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 17 Feb 2024
No
AH3032
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 17 Feb 2024
No
AH3032
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Jun 2021 - 04 Feb 2024
No
AH3032
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Jun 2021 - 04 Feb 2024
No
AH3032
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Sep 2019 - 25 Apr 2021
No
AH3032
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Sep 2019 - 25 Apr 2021
No
AH3032
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Jan 2018 - 10 Aug 2019
No
AH3032
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Jan 2018 - 10 Aug 2019
No
AH3032
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
25 Oct 2016 - 02 Dec 2017
No
AH3032
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
25 Oct 2016 - 02 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.