Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, HOI LIM
Chinese Name of Relevant Individual
魏凱廉
HKMA Registration Number
AH3042
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY CUSTOMER RM-BUS BANKING
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY CUSTOMER RM-BUS BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 26 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 26 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2018 - 26 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2018 - 26 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2016 - 07 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2016 - 07 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, HOI LIM
:
Chinese Name of Relevant Individual
魏凱廉
:
HKMA Registration Number
AH3042
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Nov 2019
No
DEPUTY CUSTOMER RM-BUS BANKING
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Nov 2019
No
DEPUTY CUSTOMER RM-BUS BANKING
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3042
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 28 Nov 2019
No
AH3042
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 28 Nov 2019
No
AH3042
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 26 Oct 2019
No
AH3042
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 26 Oct 2019
No
AH3042
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Nov 2018 - 26 Oct 2019
No
AH3042
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Nov 2018 - 26 Oct 2019
No
AH3042
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 Oct 2016 - 07 Jan 2017
No
AH3042
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 Oct 2016 - 07 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.