Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, HOI YAM
Chinese Name of Relevant Individual
何海欽
HKMA Registration Number
AH3052
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SALES
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
10 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SALES
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Oct 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CITIBANK, N.A.
SFC CE number
AAP937
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Name of Registered Institution
CITICORP INTERNATIONAL LIMITED
SFC CE number
AAJ895
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 10 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Oct 2021 - 04 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2018 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2018 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2016 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2016 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, HOI YAM
:
Chinese Name of Relevant Individual
何海欽
:
HKMA Registration Number
AH3052
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
10 Jun 2022
No
SALES
CITIBANK, N.A.
Type 6: advising on corporate finance
10 Jun 2022
No
SALES
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2021
No
SALES
Name of Registered Institution
SFC CE number
Business Address
CITIBANK, N.A.
AAP937
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
CITICORP INTERNATIONAL LIMITED
AAJ895
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3052
CITIBANK, N.A.
Type 1: dealing in securities
Since 10 Jun 2022
No
AH3052
CITIBANK, N.A.
Type 6: advising on corporate finance
Since 10 Jun 2022
No
AH3052
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 01 Oct 2021
No
AH3052
CITICORP INTERNATIONAL LIMITED
Type 6: advising on corporate finance
01 Oct 2021 - 04 Aug 2023
No
AH3052
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2018 - 31 Aug 2021
No
AH3052
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 May 2018 - 31 Aug 2021
No
AH3052
DBS BANK LTD.
Type 1: dealing in securities
27 Oct 2016 - 31 Aug 2021
No
AH3052
DBS BANK LTD.
Type 4: advising on securities
27 Oct 2016 - 31 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.