Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHUN YIN
Chinese Name of Relevant Individual
黃浚賢
HKMA Registration Number
AH3054
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2024 - 19 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2024 - 19 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2019 - 09 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2019 - 09 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2017 - 29 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2017 - 29 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2017 - 01 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2017 - 01 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2016 - 02 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2016 - 02 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHUN YIN
:
Chinese Name of Relevant Individual
黃浚賢
:
HKMA Registration Number
AH3054
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3054
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 May 2024 - 19 Dec 2024
No
AH3054
DAH SING BANK, LIMITED
Type 4: advising on securities
14 May 2024 - 19 Dec 2024
No
AH3054
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2019 - 09 Sep 2021
No
AH3054
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Jul 2019 - 09 Sep 2021
No
AH3054
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
30 Sep 2017 - 29 Jun 2019
No
AH3054
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
30 Sep 2017 - 29 Jun 2019
No
AH3054
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2017 - 01 Aug 2017
No
AH3054
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 May 2017 - 01 Aug 2017
No
AH3054
DAH SING BANK, LIMITED
Type 1: dealing in securities
27 Oct 2016 - 02 May 2017
No
AH3054
DAH SING BANK, LIMITED
Type 4: advising on securities
27 Oct 2016 - 02 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
