Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEN, CHING WA
Chinese Name of Relevant Individual
沈靜華
HKMA Registration Number
AH3074
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2022 - 27 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2022 - 27 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2016 - 01 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2016 - 01 Aug 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEN, CHING WA
:
Chinese Name of Relevant Individual
沈靜華
:
HKMA Registration Number
AH3074
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3074
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2022 - 27 Feb 2022
No
AH3074
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2022 - 27 Feb 2022
No
AH3074
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
29 Oct 2016 - 01 Aug 2020
No
AH3074
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
29 Oct 2016 - 01 Aug 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.