Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHUI YAN
Chinese Name of Relevant Individual
陳翠欣
HKMA Registration Number
AH3087
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2022 - 26 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2021 - 18 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2021 - 18 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2018 - 31 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2018 - 31 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2016 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2016 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHUI YAN
:
Chinese Name of Relevant Individual
陳翠欣
:
HKMA Registration Number
AH3087
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3087
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2022 - 26 Aug 2024
No
AH3087
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Aug 2021 - 18 Jan 2022
No
AH3087
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Aug 2021 - 18 Jan 2022
No
AH3087
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
23 Oct 2018 - 31 Jul 2021
No
AH3087
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
23 Oct 2018 - 31 Jul 2021
No
AH3087
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2016 - 18 Aug 2017
No
AH3087
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2016 - 18 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.