Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MOK, SIU HONG
Chinese Name of Relevant Individual

莫兆康
HKMA Registration Number
AH3140
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Nov 2016
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, MIDDLE MARKET
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Nov 2016
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, MIDDLE MARKET
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MOK, SIU HONG
:
Chinese Name of Relevant Individual
莫兆康
:
HKMA Registration Number
AH3140
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Nov 2016
No
RELATIONSHIP MANAGER, MIDDLE MARKET
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Nov 2016
No
RELATIONSHIP MANAGER, MIDDLE MARKET