Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TOMASIC, PAUL ANTHONY
Chinese Name of Relevant Individual
HKMA Registration Number
AH3154
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2018 - 28 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Apr 2018 - 28 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2017 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Jul 2017 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2016 - 09 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Nov 2016 - 09 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TOMASIC, PAUL ANTHONY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3154
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3154
ROYAL BANK OF CANADA
Type 1: dealing in securities
23 Apr 2018 - 28 Apr 2018
No
AH3154
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
23 Apr 2018 - 28 Apr 2018
No
AH3154
ROYAL BANK OF CANADA
Type 1: dealing in securities
17 Jul 2017 - 21 Jul 2017
No
AH3154
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
17 Jul 2017 - 21 Jul 2017
No
AH3154
ROYAL BANK OF CANADA
Type 1: dealing in securities
06 Nov 2016 - 09 Nov 2016
No
AH3154
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
06 Nov 2016 - 09 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.