Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, SHUK MEI
Chinese Name of Relevant Individual
曾淑媚
HKMA Registration Number
AH3178
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2018 - 30 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2018 - 30 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2016 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2016 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, SHUK MEI
:
Chinese Name of Relevant Individual
曾淑媚
:
HKMA Registration Number
AH3178
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 Oct 2020
No
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
DAH SING BANK, LIMITED
Type 4: advising on securities
15 Oct 2020
No
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3178
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 15 Oct 2020
No
AH3178
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 15 Oct 2020
No
AH3178
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
18 Aug 2018 - 30 Aug 2020
No
AH3178
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
18 Aug 2018 - 30 Aug 2020
No
AH3178
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2018 - 30 Apr 2018
No
AH3178
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2018 - 30 Apr 2018
No
AH3178
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
09 Nov 2016 - 28 Jan 2018
No
AH3178
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
09 Nov 2016 - 28 Jan 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.