Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FOK, KAM KONG
Chinese Name of Relevant Individual
霍錦江
HKMA Registration Number
AH3193
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS ADMIN/ SUPPORT PROFESSIONAL
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS ADMIN/ SUPPORT PROFESSIONAL
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Name of Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
SFC CE number
AAN851
Business Address
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
22 Mar 2024 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
25 Sep 2020 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2019 - 24 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2019 - 24 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2018 - 02 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2018 - 02 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2017 - 20 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
03 Mar 2017 - 20 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2016 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2016 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FOK, KAM KONG
:
Chinese Name of Relevant Individual
霍錦江
:
HKMA Registration Number
AH3193
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jan 2026
No
CLIENT SERVICES MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Jan 2026
No
CLIENT SERVICES MANAGER
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Sep 2020
No
BUSINESS ADMIN/ SUPPORT PROFESSIONAL
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
22 Mar 2024
No
BUSINESS ADMIN/ SUPPORT PROFESSIONAL
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
BANK OF CHINA INTERNATIONAL LIMITED
AAN851
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3193
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 31 Jan 2026
No
AH3193
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 31 Jan 2026
No
AH3193
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
Since 22 Mar 2024
No
AH3193
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 25 Sep 2020
No
AH3193
BANK OF CHINA INTERNATIONAL LIMITED
Type 5: advising on futures contracts
22 Mar 2024 - 24 Oct 2025
No
AH3193
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
25 Sep 2020 - 24 Oct 2025
No
AH3193
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2019 - 24 Feb 2020
No
AH3193
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2019 - 24 Feb 2020
No
AH3193
CREDIT SUISSE AG
Type 1: dealing in securities
28 Aug 2018 - 02 Jul 2019
No
AH3193
CREDIT SUISSE AG
Type 4: advising on securities
28 Aug 2018 - 02 Jul 2019
No
AH3193
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Mar 2017 - 20 Jul 2018
No
AH3193
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
03 Mar 2017 - 20 Jul 2018
No
AH3193
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Nov 2016 - 16 Jan 2017
No
AH3193
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Nov 2016 - 16 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.