Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, CHUN FAT
Chinese Name of Relevant Individual
羅俊發
HKMA Registration Number
AH3197
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2023 - 11 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2023 - 11 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2021 - 01 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2021 - 01 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Sep 2021 - 01 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2020 - 22 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2020 - 22 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2017 - 06 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2017 - 06 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2016 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2016 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, CHUN FAT
:
Chinese Name of Relevant Individual
羅俊發
:
HKMA Registration Number
AH3197
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
28 May 2025
No
PERSONAL BANKING MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
28 May 2025
No
PERSONAL BANKING MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3197
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 28 May 2025
No
AH3197
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 28 May 2025
No
AH3197
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Dec 2023 - 11 May 2025
No
AH3197
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Dec 2023 - 11 May 2025
No
AH3197
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Sep 2021 - 01 Dec 2023
No
AH3197
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Sep 2021 - 01 Dec 2023
No
AH3197
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Sep 2021 - 01 Dec 2023
No
AH3197
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
13 Oct 2020 - 22 Aug 2021
No
AH3197
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
13 Oct 2020 - 22 Aug 2021
No
AH3197
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Aug 2017 - 06 Sep 2020
No
AH3197
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Aug 2017 - 06 Sep 2020
No
AH3197
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Nov 2016 - 16 Jun 2017
No
AH3197
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Nov 2016 - 16 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.