Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MALLAL, SHAUN BRENAINN
Chinese Name of Relevant Individual
HKMA Registration Number
AH3208
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Oct 2024 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2023 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2018 - 11 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2018 - 15 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 26 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2017 - 08 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2017 - 17 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2017 - 15 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2016 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MALLAL, SHAUN BRENAINN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH3208
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3208
BNP PARIBAS
Type 1: dealing in securities
02 Oct 2024 - 04 Oct 2024
No
AH3208
BNP PARIBAS
Type 1: dealing in securities
27 Sep 2023 - 29 Sep 2023
No
AH3208
BNP PARIBAS
Type 1: dealing in securities
08 May 2018 - 11 May 2018
No
AH3208
BNP PARIBAS
Type 1: dealing in securities
12 Mar 2018 - 15 Mar 2018
No
AH3208
BNP PARIBAS
Type 1: dealing in securities
22 Jan 2018 - 26 Jan 2018
No
AH3208
BNP PARIBAS
Type 1: dealing in securities
27 Nov 2017 - 08 Dec 2017
No
AH3208
BNP PARIBAS
Type 1: dealing in securities
09 Oct 2017 - 17 Oct 2017
No
AH3208
BNP PARIBAS
Type 1: dealing in securities
11 Sep 2017 - 15 Sep 2017
No
AH3208
BNP PARIBAS
Type 1: dealing in securities
11 Nov 2016 - 18 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.