Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, HO YIN
Chinese Name of Relevant Individual
梁浩賢
HKMA Registration Number
AH3234
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2017 - 29 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2017 - 29 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2017 - 29 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2016 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2016 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Nov 2016 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, HO YIN
:
Chinese Name of Relevant Individual
梁浩賢
:
HKMA Registration Number
AH3234
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH3234
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
08 Aug 2017 - 29 Jul 2021
No
AH3234
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
08 Aug 2017 - 29 Jul 2021
No
AH3234
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
04 Aug 2017 - 29 Jul 2021
No
AH3234
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
15 Nov 2016 - 31 Jul 2017
No
AH3234
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
15 Nov 2016 - 31 Jul 2017
No
AH3234
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
15 Nov 2016 - 31 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.